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Choosing variance for a phantom type

When you use a type parameter to abstract over actual data in your ADT, there is typically only one variance that makes sense, if you choose to incorporate subtyping into your designs at all. This is the natural, “parametrically sound” variance.

sealed abstract class MyModel[P, I, -T, +V]

final case class Running[I, T, V](
  run: (I, T) => V
) extends MyModel[String, I, T, V]

final case class Inject[I](
  config: I
) extends MyModel[Int, I, Any, Nothing]

There are only four interesting possibilities, each of which is illustrated above.

  1. V occurs in only covariant positions, so can be marked covariant.
  2. T occurs in only contravariant positions, so can be marked contravariant.
  3. I occurs in a pattern that meets neither of standards 1 and 2, so may only be marked invariant, while still making sense.
  4. P meets both standards 1 and 2, so…now what?

The fourth case is interesting to me, firstly, because the design of variance in Scala has not accounted for it; it is “phantom”, the missing fourth variance. I like to write it as I did in “The missing diamond of Scala variance”:

sealed abstract class MyModel[👻P, I, -T, +V]

Second, and more practically, it illuminates the role of variance in pattern matching in a way that can be difficult to see with that confusing data in the way.

It can be covariant

The rule for a type parameter being parametrically covariant says we have to look at all the positions in the data where the type parameter occurs; if every one of them is a covariant position, then the type parameter may be marked covariant. Consider a simplified version of MyModel.

sealed abstract class Gimme[P]
case object AStr extends Gimme[String]
case object AnInt extends Gimme[Int]

The type parameter P appears in no positions, so it vacuously satisfies the requirement “every occurrence is in covariant position”.

So let us mark P covariant.

sealed abstract class Gimme[+P]
// otherwise the same

It can be contravariant

The rule for contravariance is also based on the occurrences of the type parameter: if every occurrence is in contravariant position, then the type parameter may be contravariant.

This rule seems to be contradict the rule for covariance, except that all “every” statements are always true when the set under consideration is empty.

  1. Set S is empty.
  2. Every element of set S is a dog.
  3. No element of set S is a dog.

2 and 3 can be true at the same time, but only if 1 is true, too. So let us mark P contravariant, in a renamed ADT.

sealed abstract class Gotme[-P]
case object UnStr extends Gotme[String]
case object UnInt extends Gotme[Int]

The usual relationships

Since you can choose any variance for phantom parameters, the important question is: what kind of type relationships should exist within my ADT?

At first, this seems to be merely a question of how values of Gimme and Gotme types ought to widen.

  1. Every Gimme[Cat] is a Gimme[Animal], and
  2. every Gotme[Animal] is a Gotme[Cat]. Moreover,
  3. every Gimme[Nothing] is a Gimme[T] no matter what T is, and
  4. every Gotme[Any] is a Gotme[T] no matter what T is.

Obviously, if neither of these behaviors—the 1/3 nor the 2/4—is desirable, you shouldn’t use variance. In my experience, this is the case for most phantom types. If one is desirable, then it may be fine, but there’s more to consider.

Extracting the covariant

Pattern-matching on the covariant Gimme reveals fully safe type information. Unlike ClassTag and TypeTag, which are egregiously broken for this use case, this method of carrying type information forward into runtime is closed and Scalazzi-safe.

What type information is revealed?

def gimme[P](g: Gimme[P]): (P, P) = g match {
  case AStr =>
    // implicitly[P =:= String]   will fail
    // implicitly[P <:< String]   will fail
    implicitly[String <:< P]
    ("hi", "there")
  case AnInt => (42, 84)
}

If we left Gimme’s type parameter invariant, all three tests above would succeed. In the case of this code, on the other hand,

  1. AStr.type (the type of AStr) widens to Gimme[String],
  2. Gimme[String] can widen to Gimme[P] as long as P is a supertype of String.

Because we’re reversing this process, we have to assume that #2 could have happened.

The expression ("hi", "there") still compiles because P, while otherwise mysterious, surely is a supertype of String. So the two Strings can widen to P.

Things do not work out so well for all such functions.

Extracting the contravariant

Matching on the contravariant Gotme likewise reveals fully safe type information.

def mklength[P](g: Gotme[P]): P => Int = g match {
  case UnStr =>
    // implicitly[P =:= String]   will fail
    implicitly[P <:< String]
    // implicitly[String <:< P]   will fail
    (s: String) => s.length
  case UnInt => identity[Int]
}

Now P <:< String, which failed for the covariant form but succeeds for the contravariant. On the other hand, we lost String <:< P, which only works for the covariant form. That’s because

  1. UnStr.type widens to Gotme[String];
  2. Gotme[String] can widen to Gotme[P] as long as P is a subtype of String.

In the covariant form, we knew that every String was a P. In this code, we know instead that every P is a String. Functions that can handle any String are thus able to handle any P, logically, so the type String => Int widens to P => Int.

Extracting the invariant

gimme would not work with the contravariant GADT; likewise, mklength would not work with the covariant GADT.

An invariant GADT supports both, as well as some supported by neither. For example, we could produce a (P, P) => P from a pattern match. We can do this because the equivalent of AStr for invariant Gimme tells us P = String, so all three implicitly checks succeed.

From the behavior of pattern matching over these three sorts of GADTs, I take away two lessons about variance in Scala.

  1. It is impractical to infer variance in Scala, because you cannot mechanically infer what sort of GADT pattern matching functions ought to be possible to write.
  2. The type flexibility of a generic type with variance comes at the cost of decreased flexibility in pattern-matching code. There ain’t no such thing as a free lunch.

A GADT skolem

The “reverse widening” of pattern matching lifts the veil on one of the more confusing references in type errors, a “GADT skolem”.

def uncons[A](as: List[A]): Option[::[A]] = as match {
  case c@(_ :: _) => Some(c)
  //                      ↑
  // [error] type mismatch;
  //  found   : ::[?A1] where type ?A1 <: A
  //            (this is a GADT skolem)
  //  required: ::[A]
  case _ => None
}

These “GADT skolems” appear all the time in sensible, compiling code. Take a List with some variance carelessly tossed in.

sealed abstract class MyList[+A]
final case class MyCons[A](head: A, tail: MyList[A])
  extends MyList[A]
case object MyNil extends MyList[Nothing]

Constructing MyCons[String], here’s what can happen.

  1. MyCons[String] widens to MyList[String].
  2. MyList[String] can widen to MyList[U] for any supertype U of String.

So in this code, we cannot reverse MyList[A] down to MyCons[A]. But we can get MyList[L], where L is an otherwise mysterious subtype of A. L is the GADT skolem, similar to ?A1 in the above compiler error. The difference is that this code compiles.

def drop1[A](as: MyList[A]): MyList[A] =
  as match {
    case MyNil => MyNil
    case MyCons(_, tl) => tl
    // tl: MyList[L]  (L is a GADT skolem)
    // L <: A, therefore
    // MyList[L] <: MyList[A] by covariance
  }

MyList’s type parameter is a phantom

We saw earlier that variance has a strong influence on the usability of pattern matching. MyList has something important in common with Gimme: the class definition does not use A, it only defines it. So the scalac-enforced variance rules do not apply, and we can make MyList contravariant instead.

sealed abstract class BadList[-A]
final case class BadCons[A](head: A, tail: BadList[A])
  extends BadList[A]
case object BadNil extends BadList[Any]

Curiously, drop1 still works.

def baddrop1[A](as: BadList[A]): BadList[A] =
  as match {
    case BadNil => BadNil
    case BadCons(_, tl) => tl
    // tl: BadList[U]  (U is a GADT skolem)
    // A <: U, therefore
    // BadList[U] <: BadList[A] by contravariance
  }

Other obvious functions will not work for non-obvious reasons.

def badHeadOption[A](as: BadList[A]): Option[A] =
  as match {
    case BadNil => None
    case BadCons(hd, _) => Some(hd)
    // [error] type mismatch;   ↑
    //  found   : hd.type (with underlying type Any)
    //  required: A
  }

This fails because the skolem from a contravariant parameter is a supertype instead of subtype. So

  1. hd: U (U is a GADT skolem),
  2. A <: U,
  3. we’re stuck; there is no A value.

This is not to imply something as silly as “covariance good, contravariance bad”; you can just as well get these errors by marking a parameter covariant that can only meaningfully be marked contravariant. If anything, contravariance is more important than covariance. The problem you must face is that the compiler is less helpful in determining what “meaningful” marking, if any, should be applied.

MyModel, from the beginning of this article, demonstrates three situations in which each supported variance is natural. You may use it as a guide, but its sanity is not compiler-checked. Your variances’ sanity, or lack thereof, only becomes apparent when implementing practical functions over a datatype.

Extracting the phantom

Suppose the phantom variance was defined, and we revisit the String-and-Int GADT one more time.

sealed abstract class BooGimme[👻P]
case object BooStr extends BooGimme[String]
case object BooInt extends BooGimme[Int]

The trouble with letting the compiler infer covariance or contravariance is that, on the face of it, either is as good as the other. With phantom, we choose both.

But this variance makes the GADT utterly useless. Consider how BooStr becomes BooGimme[P].

  1. BooStr widens to BooGimme[String].
  2. BooGimme[String] can widen to BooGimme[P] where P is…oops, there are no conditions this time! P can be anything at all and the widen will still work.

The match tells us nothing about the type parameter; all three of the type relationship checks via implicitly from the examples above fail. We maximize the flexibility of the type parameter at the cost of making GADT pattern matching impossible.

Likewise, if you mark MyList[A]’s type parameter phantom, there are no bounds on the GADT skolem, so there’s little you can do with the elements of the list.

The case for choosing no variance

My scalac error message pet peeve is the one suggesting that you should add a variance annotation. This message treats the addition of variance like a mechanical change: “if it compiles, it works”. On the contrary, we have seen that

  1. The flexibility of variance costs flexibility elsewhere;
  2. the compiler cannot predict how this might harm your APIs’ practicality;
  3. the semantics of pattern matching are more complex in the face of variance.

Even if variance is applicable to your datatype, these costs, and the cost of the additional complexity burden, should give you pause. Yet, I stand by the claim I made in “The missing diamond of Scala variance”: subtyping is incomplete without variance, so if variance is too complicated, so is subtyping.

I don’t think subtyping—and its necessary component, variance—are too complex for the working programmer to understand. Indeed, it can be a fascinating exercise, with plenty of practical implications.

But, to me, the consequence of working out such exercises is that neither variance nor subtyping ought to be used in the design of practical programs, especially when higher-kinded type parameters and members are available, offering far more flexibility at a better price. There is no need to struggle in the face of all-too-often missing features.

This article was tested with Scala 2.11.8.

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